Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Scott Noble is a financial advisor with over 30 years of experience in the financial services industry. James is registered with Fidelity Brokerage Services LLC. James has been with Fidelity Brokerage Services LLC since January 1, 2008. Prior to that, James was registered with Fidelity Investments Institutional Services Company, Inc., Northwestern Mutual Investment Services, Inc., and Robert W. Baird & Co. Incorporated. James is a licensed Series 6, 7, 24, 26, 63, and SIE representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/01/2008 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
KY
02/10/1994 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
WI
09/01/1993 - 01/21/1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
09/01/1993 - 01/21/1994
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 09/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/27/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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