Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Morrison is an active investment advisor representative with Keystone Financial Group, LLC. James is licensed to provide financial advice in Alabama, California, Florida, Georgia, Indiana, Kentucky, Maryland, Minnesota, Missouri, New York, Ohio, South Carolina, Tennessee, Virginia, and West Virginia. James has been in the financial industry since 1990 and has a strong track record of helping clients achieve their financial goals. James is committed to providing personalized financial advice and working with clients to develop a plan that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
05/21/2014 - Present
Keystone Financial Group, LLC (LEXINGTON KY)
KY
05/09/2008 - 05/20/2014
J.J.B. HILLIARD, W.L. LYONS, LLC (SOMERSET KY)
KY
01/01/2008 - 05/14/2008
WACHOVIA SECURITIES, LLC (SOMERSET KY)
KY
01/31/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SOMERSET KY)
KY
08/27/1990 - 02/03/2003
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BC
Issued 08/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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