Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Scott Millard is a financial advisor based in Dallas, TX, and has been in the financial industry for over 30 years. James has a broad range of experience, and is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. James has a history of working with 1ST GLOBAL CAPITAL CORP., American General Financial Advisors, Inc., and The Variable Annuity Marketing Company. James has passed several industry exams including Series 6, 22, 24, 26, 51, 62, 63, 66, 99TO and SIE. James holds a current registration in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/21/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
07/20/2000 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
03/03/1999 - 04/20/2000
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
08/26/1991 - 04/20/2000
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 06/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 09/17/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/02/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2006
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/24/2005
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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