Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Scott Malloch is a financial advisor in Atlanta, GA. James has been in the financial services industry for over 30 years, and has a strong background in providing investment advice to individuals, families and businesses. He is a registered representative of Advisory Services Network, and is licensed to provide investment advice in Louisiana and Texas. James has a strong track record of providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
11/15/2021 - Present
Advisory Services Network (ATLANTA GA)
TX
08/10/2009 - 10/22/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (CHAPPELL HILL TX)
TX
03/31/2006 - 08/26/2009
VALIC FINANCIAL ADVISORS, INC. (BRYAN TX)
NY
11/04/2004 - 10/05/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
06/10/2004 - 07/06/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/10/2004 - 07/06/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
05/02/1991 - 06/04/2004
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CO
10/04/1988 - 05/16/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BOTH
Issued 12/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1988
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
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