Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Scott Kannenberg is a financial advisor with Artisan Partners Distributors LLC. James has been in the financial services industry for over five years, and holds Series 7TO, Series 6, SIE and Series 63 licenses. James is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states. Before joining Artisan Partners Distributors LLC, James worked at Nuveen Securities, LLC, and TIAA-CREF Individual & Institutional Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/19/2023 - Present
Artisan Partners Distributors LLC (San Francisco CA)
IL
11/09/2020 - 01/09/2023
NUVEEN SECURITIES, LLC (CHICAGO IL)
CO
04/21/2018 - 11/09/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
IA
Issued 11/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Kannenberg is the right advisor for you? Invested Better is here to help.
