Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Scott Hayes is a financial advisor with Raymond James Financial Services Advisors, Inc. James has been in the financial industry since 1995. James is registered with FINRA and the state of Indiana and is a Series 7, Series 10, Series 63, and Series 65 licensed advisor. James also holds the SIE certification. James is a member of the Raymond James Financial Services Advisors, Inc team since 2009. James has experience with individual investors, businesses, corporations, high-net-worth individuals, pension and profit-sharing plans, and insurance companies. James' areas of specialization include investment management, financial planning, and pension consulting. James is also a licensed real estate broker with JANSCO PROPERTIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (INDIANAPOLIS IN)
FL
10/31/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
IA
Issued 07/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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