Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hassell is a registered representative with Schwab Wealth Advisory, Inc., who has been in the industry since February 26, 1998. James is registered with the Securities and Exchange Commission (SEC) and is licensed to conduct business in all 50 states. James is a licensed investment advisor and has worked in the securities industry for over 25 years. In addition to his extensive experience, James is also a licensed securities principal and has a strong track record of success in serving clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
07/20/2022 - Present
Schwab Wealth Advisory, Inc. (Orlando FL)
NH
06/21/2006 - 06/27/2022
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
RI
06/26/1997 - 11/01/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 3/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/21/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/29/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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