Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hassell is an investment advisor representative at Schwab Wealth Advisory, Inc. James has been in the securities industry since February 26, 1998. James has passed the Series 4, 7, 9, 10, 63 and 66 exams. James has been registered with Schwab Wealth Advisory, Inc. since July 2022, and is also registered as an investment advisor representative in Florida, New Hampshire, and Texas. Before that, James was employed with FIDELITY BROKERAGE SERVICES LLC from June 2006 to June 2022, and from June 1997 to November 2005. James is licensed to offer securities and investment advisory services in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
FL
07/20/2022 - Present
Schwab Wealth Advisory, Inc. (Orlando FL)
NH
06/21/2006 - 06/27/2022
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
RI
06/26/1997 - 11/01/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 03/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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