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James Scott Downing

MCF Advisors, LLC

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About James Scott Downing

James Downing is a financial advisor with MCF Advisors, LLC. James has been in the financial services industry since 2006. James is registered with the state of Kentucky and Missouri. James has passed the Series 6, 7, 63, and 66 exams. James holds the Certified Financial Planner designation.

Firm Information

James Downing is currently registered with MCF Advisors, LLC. MCF Advisors, LLC is a Covington, KY-based firm with 28 advisors. The firm advises high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, banking or thrift institutions, and charitable organizations. They offer portfolio management for individuals, businesses, and pension plans, as well as financial planning and selection of other advisors.
MCF Advisors, LLC

50 E. RIVERCENTER BLVD.,

COVINGTON, KY 41011

$2.89B

Assets Under Management

14

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Downing’s Registration & Firm History

KY

01/05/2017 - Present

MCF Advisors, LLC (Lexington KY)

KY

09/24/2011 - 10/13/2015

THE O.N. EQUITY SALES COMPANY (LEXINGTON KY)

PA

10/26/2006 - 06/18/2008

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BOTH

Issued 11/07/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/02/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2015

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/2011

Series 7 - General Securities Representative Examination

BC

Issued 10/25/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Scott Downing.
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