Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Deneen has been working in the financial services industry since 2002. James is a Registered Representative of BOK Financial Securities, Inc. and has been with the firm since 2013. James has also worked at J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC of America Investment Services, Inc. James is licensed in 34 states and holds the Series 7, 63, 66, and 24 licenses. James is an active member of the financial services community and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
11/21/2013 - Present
BOK Financial Securities, Inc. (Tulsa OK)
OK
02/08/2010 - 09/03/2013
J.P. MORGAN SECURITIES LLC (TULSA OK)
MO
02/12/2007 - 01/09/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD MO)
MO
08/27/2002 - 12/07/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (SPRINGFIELD MO)
NY
02/15/2001 - 08/16/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 01/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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