Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Chandler is a financial advisor with over 24 years of experience in the financial industry. James Chandler is currently registered with J.P. Morgan Securities LLC. Prior to this, James Chandler was employed with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., BANC OF AMERICA SECURITIES LLC, DEUTSCHE BANK SECURITIES INC., DB ALEX. BROWN LLC, and H.D. VEST INVESTMENT SECURITIES, INC. James Chandler is also a registered investment advisor. James Chandler has passed the Series 4, Series 7, Series 9, Series 10, Series 12, Series 24, Series 52TO, Series 53, Series 63 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/07/2022 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
09/30/2020 - 08/30/2022
MORGAN STANLEY (Dallas TX)
TX
10/23/2009 - 08/31/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
06/25/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
NY
08/19/2002 - 06/27/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/13/2001 - 08/26/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
04/18/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
TX
12/23/1997 - 04/11/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 04/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/2000
Series 12 - NYSE Branch Manager Examination
BC
Issued 12/04/1998
Series 4 - Registered Options Principal Examination
BC
Issued 03/27/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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