Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Scott Cave is a financial advisor registered with the state of California. James has been working in the industry since 2004. James is affiliated with THE Wealth Consulting Group, a financial firm based in Las Vegas, NV. The Wealth Consulting Group manages more than $1 billion in assets for a variety of clients, including high-net-worth individuals, corporations and charitable organizations. The firm offers a variety of financial planning and portfolio management services. James is a Series 7, Series 6, Series 63 and Series 65 licensed advisor. James has a strong background in the financial services industry and has a commitment to providing excellent customer service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/29/2017 - Present
THE Wealth Consulting Group (Sacramento CA)
CA
01/26/2015 - 04/19/2016
CETERA ADVISOR NETWORKS LLC (SACRAMENTO CA)
CA
12/17/2014 - 01/21/2015
PRUCO SECURITIES, LLC. (ROSEVILLE CA)
CA
03/03/2014 - 01/13/2015
PRINCOR FINANCIAL SERVICES CORPORATION (Roseville CA)
CA
09/24/2010 - 09/12/2013
EDWARD JONES (LOOMIS CA)
CA
08/18/2009 - 09/29/2010
ALLSTATE FINANCIAL SERVICES, LLC (SACRAMENTO CA)
CA
08/15/2008 - 08/03/2009
UBS FINANCIAL SERVICES INC. (ROSEVILLE CA)
CA
11/14/2006 - 08/28/2008
CITIGROUP GLOBAL MARKETS INC. (SACRAMENTO CA)
CA
12/21/2005 - 12/12/2006
H.D. VEST INVESTMENT SERVICES (ROSEVILLE CA)
CA
06/25/2004 - 06/02/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IA
Issued 01/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/18/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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