Unclaimed
James Scott Butler is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Butler has been a registered representative since July 2006. Butler is registered to provide investment advice in 20 states and holds multiple FINRA licenses, including Series 7, 31, and 66. Butler has experience in various investment-related fields including portfolio management and financial planning. Butler has been a member of the Wells Fargo Advisors network since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/08/2021 - Present
Wells Fargo Advisors Financial Network, LLC (EL PASO TX)
TX
01/01/2008 - 04/08/2021
WELLS FARGO CLEARING SERVICES, LLC (EL PASO TX)
TX
07/13/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EL PASO TX)
BOTH
Issued 07/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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