Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Barwis is a financial professional with over 20 years of experience in the industry. He is currently registered with Regions Securities LLC and holds Series 7, 79, and 63 licenses, as well as the SIE exam. He is licensed in Georgia and South Carolina. Prior to his current role, James worked for Wachovia Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
10/24/2016 - Present
Regions Securities LLC (Atlanta GA)
MO
10/15/2001 - 05/29/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
05/07/1999 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 01/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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