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James Scott Adams

Natixis Securities Americas LLC

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About James Scott Adams

James Adams is a financial advisor with over 20 years of experience in the industry. James has a strong track record of success in the financial services industry, having worked with a number of leading firms including J.P. Morgan Securities Inc., Lehman Brothers Inc., and Credit Agricole Securities (USA) Inc. James is currently registered with Natixis Securities Americas LLC. James holds a Series 7, Series 24, Series 3 and Series 63 license. James is registered to provide securities related advice in 51 states.

Firm Information

James Adams is currently registered with Natixis Securities Americas LLC. Natixis Securities Americas LLC is a Limited Liability Company formed in November 2009 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, providing investment services to a diverse range of clients.

Not reported

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Adams’s Registration & Firm History

NY

10/03/2011 - Present

Natixis Securities Americas LLC (NEW YORK NY)

NY

06/06/2011 - 10/03/2011

NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

NY

12/10/2007 - 05/12/2011

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

06/09/2003 - 02/22/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

05/01/2001 - 01/02/2003

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/26/1999 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/23/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2004

Series 3 - National Commodity Futures Examination

BC

Issued 01/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Scott Adams.
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