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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Schlaier is an investment advisor representative registered with Pgim Investments LLC. James has been in the industry since March 15, 2016, and has a broad range of experience in the financial services industry. James has a strong understanding of the investment markets and is committed to providing clients with personalized financial advice. James holds the Series 7, Series 63, and Series 65 licenses. James is a licensed Investment Advisor Representative in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. James previously worked at PFS INVESTMENTS INC. James has been with Pgim Investments LLC since November 2018. James specializes in the following areas: Portfolio Management for Investment Companies, Portfolio Management for Businesses, Selection of Other Advisers, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AL
12/03/2018 - Present
Pgim Investments LLC (Birmingham AL)
NJ
07/18/2018 - 10/25/2018
PFS INVESTMENTS INC. (CRANFORD NJ)
NY
07/30/2015 - 08/03/2016
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 12/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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