Unclaimed
James Schiavitti is a financial professional with over 14 years of experience in the financial services industry. James is currently registered with Susquehanna Securities, LLC in Chicago, Illinois. James is a Series 57TO, SIE, Series 56, and Series 44 licensed professional. Previously, James was registered with Susquehanna Investment Group in Bala Cynwyd, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/21/2009 - Present
Susquehanna Securities, LLC (Chicago IL)
PA
08/10/2011 - 06/03/2016
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2013
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 07/08/2009
Series 44 - PCX Market Maker Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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