Unclaimed
James Hatcher is a financial advisor with Cetera Investment Advisers LLC in LAS VEGAS, NV. James Hatcher has been in the financial services industry since 1986 and has a wide range of experience in both investment and insurance. Cetera Investment Advisers LLC is a national financial services firm that offers a variety of products and services to individual and institutional clients. James Hatcher is dedicated to helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
03/21/2024 - Present
Cetera Investment Advisers LLC (LAS VEGAS NV)
MN
06/13/1986 - 07/21/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/13/1986 - 07/21/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
03/19/1986 - 06/02/1986
ROBERT THOMAS SECURITIES, INC
IA
Issued 10/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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