Unclaimed
James Samuel Hatcher is a financial advisor with Cetera Investment Advisers LLC in Las Vegas, NV. James has been a financial advisor for over 35 years and is also a certified financial planner (CFP) and a chartered financial consultant (ChFC). James specializes in retirement planning, investment management, and insurance planning. His firm, Cetera Investment Advisers LLC, is a registered investment advisor that provides financial advisory services to individuals, families, and businesses. Cetera Investment Advisers LLC has approximately $104 billion in assets under management.
LAS VEGAS, NV
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
03/21/2024 - Present
Cetera Investment Advisers LLC (LAS VEGAS NV)
MN
06/13/1986 - 07/21/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/13/1986 - 07/21/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
03/19/1986 - 06/02/1986
ROBERT THOMAS SECURITIES, INC
IA
Issued 10/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/27/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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