Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vaccaro is a financial advisor with Ameriprise Financial Services, LLC. James has been working in the financial industry since 1988 and has experience with a variety of firms including LPL Financial LLC, BMO Harris Financial Advisors, Inc., BBVA Securities Inc. and Wells Fargo Advisors, LLC. James holds several licenses and certifications including Series 7, 3, 5, 15, 55, 63, 66, and 72. James is registered to provide investment advice in Arizona, California, Florida, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/29/2020 - Present
Ameriprise Financial Services, LLC (Glendale AZ)
AZ
06/29/2018 - 08/18/2020
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
06/06/2016 - 06/21/2018
BMO HARRIS FINANCIAL ADVISORS, INC. (GOODYEAR AZ)
AZ
08/21/2015 - 06/03/2016
BBVA SECURITIES INC. (SCOTTSDALE AZ)
AZ
03/30/2012 - 08/04/2015
WELLS FARGO ADVISORS, LLC (GLENDALE AZ)
IL
02/07/2011 - 04/03/2012
BMO HARRIS FINANCIAL ADVISORS, INC. (HOFFMAN ESTATES IL)
IL
04/26/2010 - 02/08/2011
EDWARD JONES (ELMHURST IL)
IL
09/25/2008 - 04/26/2010
SHAY FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
06/05/2001 - 09/05/2008
E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)
IL
07/21/2000 - 06/05/2001
GVR COMPANY (CHICAGO IL)
IL
05/05/1997 - 01/10/2000
ROSENTHAL GLOBAL SECURITIES, L.P. (CHICAGO IL)
IL
01/11/1993 - 01/30/1997
CHASE FUTURES & OPTIONS, INC. (CHICAGO IL)
NA
01/23/1990 - 11/18/1991
CONTINENTAL GLOBAL FINANCIAL CORPORATION
IL
02/23/1988 - 09/07/1989
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
NA
12/18/1984 - 05/21/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 05/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/17/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 04/11/1985
Series 5 - Interest Rate Options Examination
BC
Issued 02/20/1985
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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