Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Salvatore Mantione is a financial advisor who has been in the industry since 2000. James is currently registered with Private Advisor Group, LLC, and is a registered representative of LPL Financial LLC. James has a wide range of experience in the financial services industry, having worked with a number of firms over the years, including Chase Investment Services Corp., CUNA Brokerage Services, Inc., IFMG Securities, Inc., American Investment Services, Inc., Investec Ernst & Company, Prudential Securities Incorporated, and Josephthal & Co., Inc. James provides investment advisory services through Private Advisor Group, an independent investment advisor firm. James is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
08/05/2022 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
NY
04/26/2006 - 02/08/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
11/21/2005 - 04/25/2006
CUNA BROKERAGE SERVICES, INC. (FARMINGVILLE NY)
NY
02/20/2002 - 03/16/2005
IFMG SECURITIES, INC. (PURCHASE NY)
OK
03/28/2000 - 03/19/2001
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
NY
02/16/2000 - 03/23/2000
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
04/17/1999 - 01/14/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/13/1999 - 03/10/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
09/21/1998 - 01/15/1999
TASIN & COMPANY, INC. (HAUPPAUGE NY)
BOTH
Issued 03/27/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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