Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sorce is a financial advisor registered with Park Avenue Securities LLC. James Sorce has been in the industry since 1997. James Sorce holds Series 6, 63 and 65 licenses as well as the SIE exam. James Sorce works from the Sparta, NJ branch office of Park Avenue Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
04/16/2021 - Present
Park Avenue Securities LLC (SPARTA NJ)
NJ
11/24/1997 - 12/05/2000
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
BC
Issued 06/17/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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