Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames S. Mills is a financial advisor in GLENMONT, NY. James is registered with Key Investment Services LLC and has been in the industry since July 31, 2012. James is licensed in the state of New York and has passed the Series 6, Series 63, and SIE exams. Key Investment Services LLC is a firm that manages approximately $1 billion to $10 billion in assets. The firm specializes in providing investment advice to individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
08/01/2012 - Present
KEY Investment Services LLC (GLENMONT NY)
BC
Issued 08/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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