Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames S Borelli Trotter is a financial advisor with MML Investors Services, LLC. James has been in the financial services industry since 2006 and is registered in 16 states. James has earned the Series 7, Series 63, and Series 66 licenses. James is a Certified Financial Planner and specializes in financial planning, portfolio management, and pension consulting. James also has experience in asset allocation programs, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
03/25/2017 - Present
MML Investors Services, LLC (NEWTOWN SQUARE PA)
PA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWTOWN SQUARE PA)
PA
10/14/2010 - 01/02/2015
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
PA
05/24/2010 - 10/18/2010
NFP SECURITIES, INC. (MALVERN PA)
PA
01/18/2006 - 05/24/2010
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
BOTH
Issued 02/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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