Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ryan Watkins is an Investment Advisor Representative with Vanguard Advisers, Inc. James has over 15 years of experience in the financial services industry. James has worked for several firms including Wells Fargo Clearing Services, LLC, TIAA-CREF Individual & Institutional Services, LLC, and UBS Financial Services Inc. James holds Series 7, Series 63, and Series 65 licenses. James also holds the Certified Financial Planner designation. James specializes in providing financial planning, portfolio management, and selection of other advisors. James currently works in the Charlotte, NC branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
02/02/2022 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
SC
07/02/2020 - 11/24/2021
WELLS FARGO CLEARING SERVICES, LLC (ROCK HILL SC)
NC
08/01/2016 - 06/15/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
09/20/2013 - 07/28/2016
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NJ
12/14/2011 - 10/04/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NC
03/12/2010 - 12/06/2011
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
10/26/2009 - 01/08/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (HUNTERSVILLE NC)
FL
05/02/2009 - 10/15/2009
CHASE INVESTMENT SERVICES CORP. (PINELLAS PARK FL)
FL
01/04/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (PINELLAS PARK FL)
FL
01/01/2007 - 10/02/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (ST. PETERSBURG FL)
IA
Issued 11/12/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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