Unclaimed
James Thackston is a financial professional with over 12 years of experience in the securities industry. James has a broad range of experience, having worked for firms such as Blackstone Advisory Partners L.P. and UBS Securities LLC. James holds a Series 7, Series 3, and Series 63 license. James is currently registered with Invicta Capital LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/04/2024 - Present
Invicta Capital LLC (OAKMONT PA)
NY
04/11/2012 - 01/19/2016
BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)
NY
01/13/2011 - 03/29/2012
UBS SECURITIES LLC (NEW YORK NY)
VA
08/03/2007 - 12/09/2010
FBR CAPITAL MARKETS & CO. (ARLINGTON VA)
BC
Issued 09/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/22/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/08/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/28/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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