Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ryan Orth is a financial professional based in San Antonio, TX with over 7 years of experience in the financial services industry. James is currently registered with Capital Client Group, Inc. where he is a Registered Representative. Prior to joining Capital Client Group, Inc., James was affiliated with Ameriprise Financial Services, LLC, MML Investors Services, LLC, AXA Advisors, LLC, and Ameriprise Financial Services, Inc. James is licensed in Arizona, California, Colorado, Hawaii, New Mexico, and Texas. James has earned the Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
TX
06/21/2022 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
TX
12/12/2019 - 06/02/2022
AMERIPRISE FINANCIAL SERVICES, LLC (SAN ANTONIO TX)
TX
06/25/2019 - 10/03/2019
MML INVESTORS SERVICES, LLC (San Antonio TX)
TX
08/09/2018 - 06/18/2019
AXA ADVISORS, LLC (SAN ANTONIO TX)
TX
01/07/2016 - 05/02/2018
AMERIPRISE FINANCIAL SERVICES, INC. (SAN ANTONIO TX)
BOTH
Issued 02/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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