Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ryan Nichols is a registered investment advisor representative with State Farm Investment Management Corp. James has been in the securities industry since June 1999. James holds the Series 6, Series 63, and Series 65 licenses. James is also a licensed insurance agent with State Farm Mutual Automobile Insurance Company and its affiliates. James is located in Knoxville, Tennessee and has 3 active state registrations with Georgia, Kentucky, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
11/17/2020 - Present
State Farm Investment Management Corp. (Knoxville TN)
IA
Issued 11/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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