Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ryan Muff is an Investment Advisor Representative registered with Wells Fargo Clearing Services, LLC. James has been in the industry since January 2015 and has experience working for firms such as LPL Financial LLC and CUNA Brokerage Services, Inc.. James is registered with the states of California, Colorado, Florida, Illinois, Indiana, Iowa, Kentucky, Louisiana, Michigan, Minnesota, Missouri, Nebraska, Pennsylvania, Texas, and is also licensed in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/11/2024 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
05/18/2022 - 06/17/2024
LPL FINANCIAL LLC (FORT COLLINS CO)
CO
09/19/2016 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Fort Collins CO)
MO
09/08/2015 - 08/29/2016
USA FINANCIAL SECURITIES CORPORATION (OSAGE BEACH MO)
BC
Issued 10/29/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/19/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Muff is the right advisor for you? Invested Better is here to help.
