Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McParland is a financial professional with over a decade of experience in the industry. James is currently registered with Nylife Securities LLC, a firm he joined in June 2021. Previously, James worked at NYLIFE DISTRIBUTORS LLC and AXA ADVISORS, LLC. James holds Series 6 and SIE licenses and is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2021 - Present
Nylife Securities LLC (NEW YORK NY)
NJ
09/23/2015 - 07/06/2021
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
NY
06/05/2014 - 09/24/2015
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
06/30/2009 - 11/14/2012
AXA ADVISORS, LLC (WOODBURY NY)
NY
06/23/2008 - 09/22/2008
FIRST INVESTORS CORPORATION (NANUET NY)
BC
Issued 07/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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