Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McCracken is a financial advisor with over 20 years of experience in the financial industry. He is currently registered with Blackstone Securities Partners LP in Charlotte, North Carolina. James has a wide range of experience in the financial services industry, including investment banking, securities trading, and investment advisory services. James holds Series 7, 9, 10, 24, 31, 63, 65, and SIE licenses. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/24/2015 - Present
Blackstone Securities Partners LP (Charlotte NC)
NJ
04/15/2015 - 04/21/2015
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
CO
04/07/2014 - 04/17/2015
ALPS DISTRIBUTORS, INC. (DENVER CO)
NC
02/28/2006 - 04/03/2014
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
09/29/1998 - 02/27/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 08/19/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/18/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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