Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hubbard is a financial professional with over 15 years of experience in the industry. He is currently registered with Truist Securities, Inc. and has previously held positions at Stone Key Securities LLC and Morgan Stanley & Co. Incorporated. James holds multiple licenses, including Series 7, 63, 66, 79TO, and SIE. He is licensed in all 50 states and the District of Columbia. James is committed to providing his clients with personalized financial guidance and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
03/31/2015 - Present
Truist Securities, Inc. (ATLANTA GA)
CT
12/21/2010 - 04/01/2015
STONE KEY SECURITIES LLC (GREENWICH CT)
NY
09/01/2006 - 02/13/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NJ
08/14/2001 - 07/29/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 08/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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