Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Glaser is a financial professional with over 20 years of experience in the financial services industry. James currently works at MML Investors Services, LLC as a registered representative. James specializes in providing financial planning, portfolio management, and insurance services to individuals, corporations, and trusts. James is committed to providing his clients with personalized advice and services to help them achieve their financial goals. James holds a Series 7, Series 66, and SIE license. He is also registered in multiple states, including Ohio, Colorado, Kentucky, Louisiana, North Carolina, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OH
08/19/2021 - Present
MML Investors Services, LLC (CLEVELAND OH)
NY
12/08/2004 - 03/16/2005
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 10/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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