Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ryan Drudy is a securities professional with over 10 years of experience in the financial services industry. James is currently registered with Mutual of America Securities LLC. James has held prior registrations with Mutual of America Life Insurance Company, AEGIS Capital Corp., Rockwell Securities LLC and Rockwell Global Capital LLC. James holds the Series 7 and Series 63 securities licenses and is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/14/2019 - Present
Mutual OF America Securities LLC (NEW YORK NY)
NY
08/14/2019 - 11/20/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)
NY
07/02/2014 - 08/06/2019
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
08/20/2013 - 08/07/2014
ROCKWELL SECURITIES LLC (NEW YORK NY)
NY
08/23/2011 - 08/26/2013
ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)
BC
Issued 09/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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