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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ryan Claxton is a financial advisor with Vanguard Advisers, Inc. James Ryan Claxton has been in the financial services industry since May 24, 2007. James Ryan Claxton is registered with FINRA, the state of North Carolina and has a Series 7, 6, 24, and 63 licenses as well as a SIE license. James Ryan Claxton is a Certified Financial Planner. James Ryan Claxton has been with Vanguard Advisers, Inc. since October 2011 and is located in Charlotte, NC. James Ryan Claxton's previous firm was WELLS FARGO ADVISORS, LLC where he worked from May 2007 to September 2011. James Ryan Claxton specializes in providing financial planning and investment advice to individuals, businesses, trusts, corporations, charitable organizations, high-net-worth individuals and pension and profit-sharing plans. James Ryan Claxton is also registered to provide investment advisory services in North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
07/22/2019 - Present
Vanguard Advisers, Inc. (Charlotte NC)
NC
05/10/2007 - 09/20/2011
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 05/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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