Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Zorn is a financial advisor registered with Wells Fargo Clearing Services, LLC. James has been in the financial services industry since 1988. James has a wide range of experience and is licensed in multiple states. James has worked with both Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/30/2025 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
05/16/2003 - 10/08/2014
SWS FINANCIAL SERVICES, INC. (SOLANA BEACH CA)
TX
08/01/1996 - 05/15/2003
INVESTORS BROKERAGE OF TEXAS, LTD. (WACO TX)
NA
01/21/1994 - 08/07/1996
NATIONSSECURITIES
IL
11/08/1991 - 02/02/1994
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OR
06/26/1991 - 12/12/1991
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
GA
02/06/1990 - 06/25/1991
PLANNED INVESTMENTS INC. (ATLANTA GA)
NA
01/10/1990 - 03/08/1990
FOCUS II SECURITIES, INC.
TX
12/06/1988 - 01/02/1990
APS FINANCIAL CORPORATION (AUSTIN TX)
NA
07/19/1988 - 10/10/1988
EQUICO SECURITIES, INC.
NA
07/19/1988 - 10/10/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 12/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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