Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Russell Wingerter is a financial advisor with Keybanc Capital Markets Inc. in Philadelphia, PA. James has been in the financial services industry since 1999 and has a wide range of experience in the industry. James holds Series 7 and 66 licenses and is registered in 16 states. James was previously registered with JANNEY MONTGOMERY SCOTT LLC in Philadelphia, PA, and UBS FINANCIAL SERVICES INC. in Orlando, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/30/2024 - Present
Keybanc Capital Markets Inc. (Philadelphia PA)
PA
08/24/2009 - 06/27/2024
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
FL
12/22/1999 - 08/26/2009
UBS FINANCIAL SERVICES INC. (ORLANDO FL)
BOTH
Issued 05/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure James Wingerter is the right advisor for you? Invested Better is here to help.
