Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Russell Stewart is a financial professional with over 6 years of experience in the financial services industry. James has held roles at both OTC Link LLC and Pragma LLC. James holds the Series 57, Series 99, and SIE licenses and is currently registered with Pragma LLC. The firm is located in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/12/2019 - Present
Pragma LLC (NEW YORK NY)
NY
01/28/2016 - 07/29/2019
OTC LINK LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 57 - Securities Trader Exam
BC
Issued 01/28/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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