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James Russell Stanley

Wells Fargo Clearing Services, LLC

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About James Russell Stanley

James Russell Stanley is a financial advisor with Wells Fargo Clearing Services, LLC. James has been in the industry since 1978 and has a variety of experience working with different firms. James currently holds Series 7, Series 63, Series 65, and Series 3 licenses. James has worked for J.P. Morgan Securities LLC, Chase Investment Services Corp., Citigroup Global Markets Inc., Stone & Youngberg LLC, BANC ONE CAPITAL MARKETS, INC., EDUCATION SECURITIES, INC., McDonald Investments Inc., KEY CAPITAL MARKETS, INC., REINOSO & COMPANY, INCORPORATED, CHEMICAL SECURITIES, INC., PAINEWEBBER INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, M. R. BEAL & COMPANY, DEAN WITTER REYNOLDS INC., E. F. HUTTON & COMPANY INC, A. G. BECKER INCORPORATED, PRESCOTT, BALL & TURBEN, Smith Barney, Harris Upham & Co., Incorporated, A. G. BECKER MUNICIPAL SECURITIES INCORPORATED and A G BECKER & CO INCORPORATED. James is registered in Connecticut, Delaware, Michigan, Missouri, New York and Washington.

Firm Information

James Stanley is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Stanley’s Registration & Firm History

CT

12/04/2015 - Present

Wells Fargo Clearing Services, LLC (WESTPORT CT)

CT

10/01/2012 - 12/15/2015

J.P. MORGAN SECURITIES LLC (WESTPORT CT)

CT

03/06/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (WESTPORT CT)

CT

01/06/2006 - 03/30/2012

CITIGROUP GLOBAL MARKETS INC. (DARIEN CT)

NY

04/19/2004 - 12/12/2005

STONE & YOUNGBERG LLC (NEW YORK NY)

IL

09/19/2002 - 04/16/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

VA

04/21/1999 - 08/15/1999

EDUCATION SECURITIES, INC. (RESTON VA)

OH

11/09/1998 - 12/10/1998

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

OH

07/29/1997 - 11/09/1998

KEY CAPITAL MARKETS, INC. (CLEVELAND OH)

NY

03/22/1996 - 05/01/1997

REINOSO & COMPANY, INCORPORATED (NEW YORK NY)

NY

01/23/1995 - 02/12/1996

CHEMICAL SECURITIES, INC. (NEW YORK NY)

NJ

01/28/1995 - 03/24/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

07/09/1991 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

09/01/1989 - 07/05/1991

M. R. BEAL & COMPANY (NEW YORK NY)

NY

07/20/1987 - 09/01/1989

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

06/21/1982 - 07/11/1987

E. F. HUTTON & COMPANY INC

NA

10/15/1979 - 05/19/1982

A. G. BECKER INCORPORATED

NA

05/15/1979 - 10/24/1979

PRESCOTT, BALL & TURBEN

NA

03/15/1976 - 05/24/1979

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

12/24/1974 - 03/26/1976

A. G. BECKER MUNICIPAL SECURITIES INCORPORATED

NA

06/03/1974 - 10/22/1975

A G BECKER & CO INCORPORATED

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Licenses & Designations

IA

Issued 01/27/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/25/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2006

Series 3 - National Commodity Futures Examination

BC

Issued 09/18/2002

Series 7 - General Securities Representative Examination

BC

Issued 05/21/1974

Series 000 - General Securities Principal Examination

BC

Issued 05/03/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Russell Stanley.
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