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James Russell Riley

Fifth Third Securities, Inc.

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About James Russell Riley

James Riley is a financial advisor with Fifth Third Securities, Inc. based in West Chester, OH. James has been in the financial services industry since 2000 and has experience serving individuals, businesses, investment companies, and charitable organizations. James holds multiple licenses and registrations to provide financial advice.

Firm Information

James Riley is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

7810 TYLERSVILLE SQUARE DRIVE

WEST CHESTER, OH 45069

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Riley’s Registration & Firm History

OH

12/26/2008 - Present

Fifth Third Securities, Inc. (WEST CHESTER OH)

KY

12/01/2001 - 11/06/2008

U.S. BANCORP INVESTMENTS, INC. (DANVILLE KY)

NJ

09/19/2000 - 12/01/2001

FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)

DE

04/28/2000 - 08/31/2000

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

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Licenses & Designations

BOTH

Issued 10/11/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 4/11/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/17/2006

Series 7 - General Securities Representative Examination

BC

Issued 4/27/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 8 public disclosures for James Russell Riley. Review regulatory record here.
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