Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Russell Kieckhaefer is an investment advisor representative registered with RBC Capital Markets, LLC. James has been in the industry since January 30, 1992, and has experience working with various clients including individuals, corporations, charitable organizations, insurance companies, and pension plans. James holds several licenses and certifications, including Series 6, 7, 31, 63, and 65. James provides a range of investment advisory services, including financial planning, portfolio management, and selection of other advisors. Prior to joining RBC Capital Markets, LLC, James worked at Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
11/25/2020 - Present
RBC Capital Markets, LLC (Delafield WI)
WI
05/04/2001 - 10/20/2020
WELLS FARGO CLEARING SERVICES, LLC (WAUKESHA WI)
NY
08/11/1992 - 05/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
WI
01/31/1992 - 08/13/1992
PAVEK INVESTMENTS INC. (EAU CLAIRE WI)
IA
Issued 08/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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