Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Russell Jones is a financial advisor at Raymond James & Associates, Inc. James has been in the industry for over 30 years and has experience in a wide range of financial services. James is registered to offer securities in Alabama, Florida, Georgia, Indiana, Kansas, Kentucky, Louisiana, Mississippi, North Carolina, Oklahoma, Tennessee, and Texas. James is also registered as an investment advisor in Tennessee and Texas. James has a strong track record of success in helping clients achieve their financial goals. James is dedicated to providing personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/04/2019 - Present
Raymond James & Associates, Inc. (Franklin TN)
TN
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (FRANKLIN TN)
TN
01/12/2005 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (FRANKLIN TN)
MN
12/01/2001 - 01/07/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
12/08/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
10/01/2000 - 12/08/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/23/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
03/19/1996 - 07/14/1998
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MA
01/01/1990 - 03/04/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/01/1990 - 03/04/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 11/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Jones is the right advisor for you? Invested Better is here to help.
