Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Russell Graham is a financial advisor in Birmingham, Alabama with over 10 years of experience in the financial services industry. James is currently registered with MML Investors Services, LLC as an investment advisor representative and is also licensed to sell securities in Alabama and Texas. Prior to joining MML Investors Services, LLC, James was registered with MSI Financial Services, Inc. and New England Securities in Birmingham, Alabama. James holds a Series 6, Series 7, Series 63, and Series 65 license and has extensive experience in providing financial advice to individuals, corporations, and institutions. James is committed to helping his clients achieve their financial goals through a personalized approach that takes into account their individual needs and circumstances.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
AL
08/16/2021 - Present
MML Investors Services, LLC (BIRMINGHAM AL)
AL
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
08/21/2014 - 01/02/2015
NEW ENGLAND SECURITIES (BIRMINGHAM AL)
AL
06/28/2014 - 08/25/2014
METLIFE SECURITIES INC. (BIRMINGHAM AL)
IA
Issued 12/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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