Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Russell Franke is a financial advisor with over 35 years of experience in the industry. James has been a registered representative since 1987 and holds Series 6, 63, 22, 26, and 65 licenses. James is a Chartered Financial Consultant and currently works at Harbour Investments, Inc. He is a registered representative and investment advisor representative in the state of Wisconsin. James has experience working with individual clients, corporations, charitable organizations, and pension plans. In addition to his work at Harbour Investments, Inc., James is also an independent insurance agent and a Certified Financial Educator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
08/21/1995 - Present
Harbour Investments, Inc. (WAUKESHA WI)
NA
08/03/1987 - 08/18/1992
FIDELITY EQUITY SERVICES CORPORATION
IA
Issued 08/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2010
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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