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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Russell Forsyth is a financial advisor registered with Steward Partners Investment Advisory, LLC. James has been in the financial industry since 1997 and has experience with UBS Financial Services Inc. and Morgan Stanley. James holds Series 7, 31, and 63 licenses as well as Series 65. James specializes in working with high-net-worth individuals, corporations, and charitable organizations. Steward Partners Investment Advisory, LLC is a Registered Investment Advisor with a focus on providing clients with personalized financial advice. James Forsyth and Steward Partners Investment Advisory, LLC may be able to help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/10/2024 - Present
Steward Partners Investment Advisory, LLC (VALENCIA CA)
CA
11/30/2011 - 03/15/2023
UBS FINANCIAL SERVICES INC. (Sherman Oaks CA)
CA
06/01/2009 - 12/12/2011
MORGAN STANLEY SMITH BARNEY (VALENCIA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VALENCIA CA)
CA
09/11/1997 - 04/02/2007
MORGAN STANLEY DW INC. (VALENCIA CA)
IA
Issued 10/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 9/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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