Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Roy Wells is a Registered Representative and Investment Advisor Representative with over 30 years of experience in the financial services industry. James has worked with IBN Financial Services, Inc. since 2013, and also has past experience with ALLSTATE FINANCIAL SERVICES, LLC, Hartford Equity Sales Company Inc. and MetLife Securities Inc.. James is a Series 7, 6, 63, 65, 24, 26, and 51 licensed professional. James has a specialization in fixed insurance and variable insurance, annuities, and mutual funds. James provides financial planning services to individuals and businesses. James's clientele consists of high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Selection and monitoring fees
1
2
NY
07/16/2021 - Present
IBN Financial Services, Inc. (Rochester NY)
NY
02/17/2015 - 06/10/2016
ALLSTATE FINANCIAL SERVICES, LLC (WEBSTER NY)
NY
03/01/2013 - 01/23/2015
IBN FINANCIAL SERVICES, INC. (LIVERPOOL NY)
NY
01/19/2012 - 01/10/2013
HARTFORD EQUITY SALES COMPANY INC. (AMHERST NY)
NY
06/04/2010 - 01/25/2012
METLIFE SECURITIES INC. (ROCHESTER NY)
NY
09/08/2006 - 06/03/2010
ALLSTATE FINANCIAL SERVICES, LLC (ROCHESTER NY)
NY
03/30/2006 - 05/18/2006
METLIFE SECURITIES INC. (ROCHESTER NY)
NY
03/30/2006 - 05/18/2006
METROPOLITAN LIFE INSURANCE COMPANY (ROCHESTER NY)
NJ
07/27/1987 - 01/27/2006
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 02/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2009
Series 24 - General Securities Principal Examination
BC
Issued 12/13/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/28/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Wells is the right advisor for you? Invested Better is here to help.
