Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Roy Paige is a financial advisor at Wells Fargo Clearing Services, LLC, in Vero Beach, Florida. James has been in the financial services industry since 1988. James holds Series 7, 31, and 66 licenses and also holds a Series 63 license. James previously worked at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. The advisor works with individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, insurance companies, banking or thrift institutions, and state or municipal government entities. James provides financial planning, investment consulting services to institutional clients, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/31/2008 - Present
Wells Fargo Clearing Services, LLC (VERO BEACH FL)
FL
04/02/2007 - 11/04/2008
MORGAN STANLEY & CO. INCORPORATED (VERO BEACH FL)
FL
11/14/1988 - 04/02/2007
MORGAN STANLEY DW INC. (VERO BEACH FL)
NA
08/20/1987 - 12/15/1987
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 11/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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