Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nolan is a financial advisor with over 6 years of experience in the industry. James is currently registered with ADP Broker-Dealer, Inc. Previously, James Nolan was registered with CHARLES SCHWAB & CO., INC. James Nolan holds Series 7, Series 63 and SIE licenses and is registered in 52 states. James Nolan is a dedicated financial advisor committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/18/2017 - Present
ADP Broker-Dealer, Inc. (El Paso TX)
TX
11/03/2016 - 09/21/2017
CHARLES SCHWAB & CO., INC. (El Paso TX)
BC
Issued 01/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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