Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rowland Lane has been in the financial services industry since August 20, 1989. James is currently registered with Cetera Investment Advisers LLC in New Jersey. James is also registered as an Investment Advisor Representative in New Jersey. Previously, James has worked for Chase Investment Services Corp., WAMU INVESTMENTS, INC., NFB INVESTMENT SERVICES CORP., WM FINANCIAL SERVICES, INC., QUICK & REILLY, INC., DIRECTED SERVICES, INC., FLEET ENTERPRISES, INC., MARKETING ONE SECURITIES, INC., WHEAT, FIRST SECURITIES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. James holds the Series 7, Series 24, Series 63 and Series 65 licenses and has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/21/2014 - Present
Cetera Investment Advisers LLC (JERSEY CITY NJ)
NY
05/02/2009 - 10/12/2010
CHASE INVESTMENT SERVICES CORP. (STATEN ISLAND NY)
NY
12/05/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (STATEN ISLAND NY)
NJ
07/08/2004 - 11/05/2007
NFB INVESTMENT SERVICES CORP. (EAST HANOVER NJ)
CA
01/27/2004 - 07/09/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
01/31/2002 - 02/09/2004
QUICK & REILLY, INC. (NEW YORK NY)
PA
09/27/2001 - 11/30/2001
DIRECTED SERVICES, INC. (WEST CHESTER PA)
NY
11/19/1997 - 11/06/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
OR
02/20/1997 - 11/12/1997
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NC
07/15/1994 - 07/19/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
11/25/1987 - 07/22/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 4/3/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/9/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/31/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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