Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rowland Alders is a financial advisor at Raymond James Financial Services Advisors, Inc. based in Dallas, TX. James has over 30 years of experience in the financial industry, with a focus on providing investment advice to a variety of clients including high-net-worth individuals, corporations, and pension plans. James is committed to providing his clients with personalized financial guidance and solutions to help them achieve their financial goals. He holds a Series 6, 7, 24, 52TO, 53, 63, 66, and 72 licenses and has a bachelor’s degree in Finance from the University of Texas at Austin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
08/08/2023 - Present
Raymond James Financial Services Advisors, Inc. (Dallas TX)
TX
01/01/1995 - 08/18/2023
COMERICA SECURITIES (DALLAS TX)
WI
07/21/1993 - 12/30/1995
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
NA
08/17/1993 - 01/01/1995
COMERICA FINANCIAL SERVICES, INC.
MI
06/30/1992 - 09/09/1992
COMERICA SECURITIES (DETROIT MI)
NA
04/03/1992 - 06/30/1992
COMERICA BROKERS, INC.
IL
10/26/1990 - 04/03/1992
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
09/07/1990 - 10/26/1990
MBANK CAPITAL MARKETS, INC.
NA
05/23/1988 - 05/02/1990
GRIFFIN FINANCIAL SERVICES
NA
10/12/1984 - 11/20/1986
NEW ENGLAND SECURITIES CORPORATION
BOTH
Issued 07/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 06/22/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/08/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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