Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rothwell is a registered representative of Pacific Select Distributors, LLC. James has been in the industry for 5 years and is licensed to sell investment company products and variable contracts. James earned their Series 6, Series 6TO and Series 26 licenses in 2014, 2022 and 2022 respectively. Their current employment with Pacific Select Distributors, LLC began on 5/31/2022. James previously worked for Pacific Select Distributors, LLC from 11/12/2014 to 1/2/2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/31/2022 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CA
11/12/2014 - 01/02/2019
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
BC
Issued 06/02/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/31/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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