Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Downing is a financial professional with over 14 years of experience in the industry. James currently holds a Series 66, Series 63, Series 54, Series 53, Series 27, Series 24, Series 99TO, Series 52TO, and SIE licenses. James has experience with firms such as Morningstar Investment Services LLC, AON Securities LLC, BMO Harris Financial Advisors, Inc., BMO Investment Distributors, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., Cheever & Company Inc., and Sungard Institutional Brokerage Inc. James is currently registered with Jones Lang Lasalle Securities, LLC in the states of California, Georgia, Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/26/2024 - Present
Jones Lang Lasalle Securities, LLC (CHICAGO IL)
IL
07/09/2021 - 11/17/2023
MORNINGSTAR INVESTMENT SERVICES LLC (CHICAGO IL)
IL
11/28/2017 - 04/23/2021
AON SECURITIES LLC (CHICAGO IL)
IL
10/07/2014 - 09/12/2017
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
06/02/2016 - 08/03/2017
BMO INVESTMENT DISTRIBUTORS, LLC (CHICAGO IL)
IL
10/01/2012 - 10/08/2014
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
07/07/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
08/03/2009 - 06/09/2011
CHEEVERS & COMPANY INC. (CHICAGO IL)
IL
05/13/2008 - 07/31/2009
SUNGARD INSTITUTIONAL BROKERAGE INC. (LOMBARD IL)
BOTH
Issued 02/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2024
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 10/28/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/17/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/31/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure James Downing is the right advisor for you? Invested Better is here to help.
